查看完整版本 : 有關AML要求

Cepa 2019-9-8 11:21 AM

有關AML要求

想問AML公會指引要求,所有要提供指定服務比新客戶,先前要做盡職審核,其中一個程序係name screening。請問如何做公司客同個人客?

Zomb 2019-9-8 01:11 PM

坊間好多AML Solution provider
其中公會都有2個特價介紹
[url]https://www.hkicpa.org.hk/en/Membership/Membership-benefits-and-services/Benefits-and-services/Merchandise-Discounts[/url]

每年費用約HK$10,000 至$50,000 都有
視乎你要的Quota 數


另外, 我見都有d 網站有每日1/3個free search

Cepa 2019-9-8 01:42 PM

[quote]原帖由 [i]Zomb[/i] 於 2019-9-8 01:11 PM 發表 [url=https://www.discuss.com.hk/redirect.php?goto=findpost&pid=506364313&ptid=28510799][img]https://www.discuss.com.hk/images/common/back.gif[/img][/url]
坊間好多AML Solution provider
其中公會都有2個特價介紹
https://www.hkicpa.org.hk/en/Membership/Membership-benefits-and-services/Benefits-and-services/Merchandise-Discounts

每年費用約HK$10,000 至$50,000 都有
視乎你要的Quota  ... [/quote]


師兄可否私下比個免費網頁資料我?因為我公司每年都只係有一至兩個新客,要比最少一萬蚊買個服務,就唔太值啦!另外,我見個指引話可以去聯合國網頁參考個制栽國家名單,是否都可用作name screening用途?

kangkewen 2019-9-9 12:04 PM

Global terrorism search resource (and resource only): [url]https://www.start.umd.edu/gtd/[/url] (not covering PEP search)

PEP and sanction search resource (and resource only): [url]https://namescan.io/[/url] (first one hundred search free)

Sanction check: 

UN: [url]https://scsanctions.un.org/search/[/url]
OFAC: [url]https://sanctionssearch.ofac.treas.gov/[/url]

Other supplement background checking sites:

Mainland PRC 天眼查 (payment required but comprehensive and powerful): [url]https://www.tianyancha.com/[/url]
Hong Kong: [url]https://webb-site.com/[/url]

filing STR to  JFIU: 

[Reporting Form in word] by JFIU
Question: who should sign the STR?
Answer: shall be compliance officer or can also sign with money laundering reporting officer together.
the Joint Financial Intelligence Unit (JFIU) web site: [url]https://www.jfiu.gov.hk/en/[/url]
Telephone: (852) 2866 3366
Fax: (852) 2529 4013
email: [email]jfiu@police.gov.hk[/email]
Post address: GPO Box 6555 Hong Kong


:smile_o04: [url]http://www.hkaudit.net/?qa=116/business-blocked-opening-terrorist-searching-discussion&show=135#a135[/url]

Cepa 2019-9-9 03:16 PM

[quote]原帖由 [i]kangkewen[/i] 於 2019-9-9 12:04 PM 發表 [url=https://www.discuss.com.hk/redirect.php?goto=findpost&pid=506421042&ptid=28510799][img]https://www.discuss.com.hk/images/common/back.gif[/img][/url]
Global terrorism search resource (and resource only): https://www.start.umd.edu/gtd/ (not covering PEP search)

PEP and sanction search resource (and resource only): https://name ... [/quote]


好多謝你提供咁有用網頁資料!:lDD_003:
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查看完整版本: 有關AML要求